Compliance Officer
Key Group, Fulwood Row, Preston
Compliance Officer
Salary not available. View on company website.
Key Group, Fulwood Row, Preston
- Full time
- Permanent
- Remote working
Posted 1 day ago, 15 Mar | Get your application in today.
Closing date: Closing date not specified
job Ref: 4775497c19e5478b8b49673b45070094
Full Job Description
The role of the Compliance Officer is to provide proactive and collaborative support to the group focusing on the delivery of customer outcomes, regulatory requirements and the provision of assurance activities, including the implementation of the Key Groups compliance monitoring plan.
You will provide support and advice that adheres to company and regulatory requirements and embraces and embeds a customer centric culture. This role would suit someone with a professional background, who is accustomed to high standards of personal discipline and behaviour and who has demonstrable experience in an oversight or control role.
What You'll Be Doing:
Providing expert advice on FCA regulations, Money Laundering, and ICO compliance
Reviewing and approving financial promotions and marketing materials
Conducting compliance monitoring, risk assessments, and customer journey reviews
Identifying areas for improvement and working with teams to drive positive change
Reviewing AML and KYC queries to ensure compliance with policies
Supporting our mission to embed a strong compliance culture across the business
Solid knowledge of FCA regulations and compliance best practices
Strong analytical, decision-making, and problem-solving skills
Ability to communicate effectively and influence at all levels
A proactive mindset - always looking for ways to improve processes
High attention to detail and a commitment to quality
Key Group is one of the most exciting, forward-thinking brands in financial services, focused on helping people unlock a better retirement since 1998. Our mission is simple: To be the UK's leading later life lending company. Our portfolio of brands comprises of Key (the Adviser) More2Life (the Lender) and Air (Adviser software service).
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