Complaints Administrator - 4 month contract
Schroders, Horsham
Complaints Administrator - 4 month contract
Salary not available. View on company website.
Schroders, Horsham
- Full time
- Temporary
- Onsite working
Posted today, 23 Dec | Get your application in now to be one of the first to apply.
Closing date: Closing date not specified
job Ref: 19886ebd587640beb976fe5f1c8c9293
Full Job Description
We're a global investment manager. We help institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future. We have around 6,000 people on six continents. And we've been around for over 200 years but keep adapting as society and technology changes. What doesn't change is our commitment to helping our clients, and society, prosper. The base At Schroders, we're known for doing things differently. That's why we're building a home for the ambitious in Horsham, West Sussex. You'll get the all the benefits of being part of a world-leading FTSE 100 company. But you'll also get the support of being part of a genuine local community. If you're looking for opportunities that match your ambitions, you'll find them right here in Horsham. What you'll do
- Assist and support the Complaints manager in handling complaint investigations;
- Assisting with complaint related administration and
- Supporting Quality & Risk team and Fusion compliance with complaints., Compliance responsibilities
- Apply a risk-based and common-sense approach to the compliance monitoring and complaints processing;
- Liaising with other team members where relevant in respect of relevant complaints;
- General document management;
- Assist in producing internal or external communications and
- Assist in collating and assessing relevant management information (MI). The knowledge, experience and qualifications that'll help
- Take on tasks and projects as delegated by the Complaints Manager, Compliance Director or Compliance Manager or undertake tasks which are deemed necessary, applying a can-do attitude and a timely approach;
- Update manuals, procedures and Group documentation as required and
- Complete tasks to a high standard, and apply initiative to accommodate for wider issues.
A good level of knowledge Financial Services industry experience, preferably in retail / IFA environment; - Some understanding of FCA rules and their interpretation / application and
- Highly developed analytical, observational, written and verbal communication skills.
- Minimum of level 4 Diploma in regulated financial planning (or equivalent), with significant progress towards the achievement of further qualifications desired And
- Relevant experience of dealing with complaints and complaints handling.