Compliance Consultant

The Compliance Consultant will successfully support, manage and develop client relationships, deliver client project work and take part in team development activities. The Compliance Consultant will be tasked with effectively delivering compliance monitoring programme assessments, drafting policy and procedure reviews, drafting the preparation of reports and manuals to reinforce regulatory requirements, and providing compliance advice to client firms. They will support a portfolio of Firms providing ongoing compliance support. The Compliance Consultant will address client feedback and ensure market leading support is provided to clients throughout. A team-oriented individual, looking to further their career in a fast-growing business line. Tasks

• Responsive regulatory advice and solutions
• Delivering consulting engagements on a variety of financial crime topics including AML, market abuse, ABC and others
• Updating clients on regulatory changes and how it impacts their business
• Setting up and reviewing relevant policies, procedures and working documentation for clients
• Working with clients to devise their risk-based monitoring programmes or thematic risk assessments
• Carrying out regular compliance monitoring review visits onsite with clients, and subsequently writing up working papers and reports
• Involvement in reviewing upcoming regulatory requirements and drafting thought leadership publications
• Building / developing client relationships
  
  Time Management
• Attention to detail
• Strong communication skills, written and verbal
• Enthusiastic and team focused approach
Key behaviours we expect to see In addition to demonstrating our Group Values (Authentic, Bold, and Collaborative), the role holder will be expected to demonstrate the following:
• Professionalism
• Integrity
• Trust - ability to be empowered and be relatively autonomous in day to day tasks
• Focus on growth and career development