Compliance Senior with Azets

As a Compliance Senior with Azets, you will be joining the established team as a newly qualified accountant with practice experience, looking to make the move into a compliance function. Day to day duties Following your training, with the support and guidance from your manager and wider team you will have the ability and motivation to:

• Coordinate ICAEW regulatory compliance visits, Audit QAD, Practice Assurance, DPB, Probate, ATOL. As well as dealing with the reports following monitoring visits.
• Be responsible for implementing group policies and procedures for Practice Assurance, Client Money, AML, QAD, and complaints
• Update group's standard terms and conditions as well as Provision of Services information for website/letterheads
• Complete and submit the ICAEW Returns (now to be condensed into BHL and other retained subcos)
• Respond to queries in the compliance inbox
• Update compliance policies, procedures, guidance and the Hive
• Undertake monitoring reviews and checks as directed to ensure compliance with relevant laws, regulations, and standards
• Provide support to staff on compliance-related matters.
• Complete reporting and communications to regulatory bodies.
• Keep up-to-date with changes in legislation.
• Ad hoc project work, Azets is open to suggestions for flexible working arrangements that will not impact delivery in this role. Please talk to our Recruitment Team about what you think could work so that we can bear this in mind during your application process.
  
  ACA/ACCA/ICAS/ICAEW or equivalent newly qualified
• An understanding of Regulatory Bodies and their requirements
• Self motivated with ability to work on multiple projects and meet deadlines
• Experience in a FCA / ICAEW /ICAS /ACCA / CAI regulated firm
• Strong communication to support the business
• Excellent organisational skills
• Ability to communicate and work with stakeholders at all levels of the business
• Comfortable in a data enabled environment
• Competent with O365 applications
• Data driven mindset
  
  Azets are a leading firm of Accountants and Business Advisers operating across the UK, Ireland and the Nordics, we have a wide network of employees and an abundance of inspiring opportunities to join one of our many offices!
We are a top ten accountancy firm in the UK and are the number one largest SME practice., Azets UK is the UK's largest regional accounting firm and specialist business advisor to SMEs. It is part of Azets Group, an SME-focused international accounting, tax, audit, advisory and business services group, with over 7,000 people, including more than 600 Partners, in the UK and Europe. Azets supports some 120,000 clients across its network of 165 offices in the UK, Denmark, Estonia, Finland, Norway, Sweden, and Romania. Its clients include enterprises, SMEs, large scale businesses, public sector organisations, and private clients, across multiple sectors. In the UK, Azets employs more than 3,800 people and has 84 offices nationwide. Blick Rothenberg, the award-winning international corporate and private tax and accounting brand, and Nordic-based companies Karabingruppen, Legeregnskap, Luotsi Isännöinti, and Idur are also a part of Azets Group.