Control Group Officer

This position is for a junior level Control Group role (which may include Investment Banking or Research Compliance, depending on applicant's experience) :

• Assist and advise on IB and Capital Markets transactions, including conflicts review


• Maintenance of the Firm's Global Watch and Restricted Lists, including seeking and responding to updates from investment banking teams


• Advisor to business groups, Legal and Compliance colleagues on Information Barriers, wall crossing procedures, sensitive information and need to know policies


• Chaperoning communications between IB and Research
  
  Seeking a highly-motivated individual who is willing to actively participate as part of the Jefferies Compliance team. The candidate must :


• Think analytically and provide advice based on sound judgment


• Work effectively in a team environment and foster effective relationships


• Willing to be flexible to cover different shifts and take on ad hoc projects


• Be able to react in a fast-paced environment, managing a wide variety of requests


• Be able to work positively and make decisions under time pressure


• Be able to interpret and apply FCA, FINRA and other regulatory rules, Degree Educated with - years' relevant Legal or Compliance experience.