Investment Banking Compliance Associate
JPMorgan Chase & Co.
Investment Banking Compliance Associate
Salary Not Specified
JPMorgan Chase & Co., City of Westminster
- Full time
- Permanent
- Onsite working
Posted 1 week ago, 6 Sep | Get your application in now before you miss out!
Closing date: Closing date not specified
job Ref: e9f51250c433408bb910cf6624243a4f
Full Job Description
- Provide compliance advice and, where applicable, support the team in relation to EMEA M&A and UK Investment Banking operations and transactions:
- Apply and keep abreast of relevant regulatory and legislative changes.
- Maintain and advice on compliance manuals, policies and procedures.
- Develop and deliver the induction and ongoing training program.
- Develop and undertake monitoring programs.
- Attend relevant business and technical committee meetings.
- Prepare J.P. Morgan for regulatory visits.
- Assist the team with collating information required in connection with conducting internal reviews and/or responding to regulatory requests.
- Partner with other stakeholders, including the wider EMEA Banking Compliance team, Internal Audit, Surveillance, Compliance Testing Team, and EMEA Banking Business and Control Managers (among others)., Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we're setting our businesses, clients, customers and employees up for success.
- Relevant compliance experience, ideally an awareness of FCA rules and Market Abuse Regulations
- Keen interest in investment banking activities and rules / regulations, and a willingness to learn.
- Proficiency with Microsoft applications (Excel, Word and Powerpoint) and, ideally, automation tools (Alteryx, Tableau, Python and/or Qlik Sense)
- Pro-active, self-motivated, assertive and well organized
- Forward looking, focused on streamlining processes and increasing efficiency Able to work independently whilst remaining a strong team player
- Degree level (or equivalent)
The EMEA Banking Compliance Team is based in London and covers Investment Banking (EMEA M&A, UK Investment Banking, EMEA Investment Banking Coverage, EMEA Equity & Debt Capital Markets) and Global Corporate Banking.
Our Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm's needs. Their diverse mandate means they also provide input on new business strategies, product lines, policies, training, operational processes, risk mitigation and control.
Preferred qualifications, capabilities, and skills
As an Investment Banking Compliance - Associate within the EMEA Banking Compliance team, you will provide day-to-day compliance advisory coverage for J.P. Morgan's EMEA M&A and UK Investment Banking businesses. Both business areas have leading positions in their respective products and services., J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.