Vice President, Compliance

You will have ownership of key Compliance tasks and work streams. Additionally, providing support to the Director, Compliance in maintaining and developing the compliance framework which forms part of the wider Operational Risk and Internal Controls Framework ("ORIC") of the global InfraRed business. You will ensure that InfraRed conducts its business activities in accordance with the rules and regulations to which those activities are subject, in all countries where its business is performed.,

• Develop and execute the Compliance Monitoring Programme
• Management of regulatory change projects as required
• Drafting and maintaining the compliance policies and procedures manual to reflect the changing business and regulations.
• Management of Senior Managers and Certification Regime
• Preparation of global regulatory disclosures (ASIC, SEC, MiFID and AIFMD)
• Preparation of all FCA non prudential reporting
• Draft regular written reports to the Board and Governance Committees
• Developing and presenting face to face and online training
• Identification and management of technology implementation projects and ongoing oversight and management of existing compliance technology platforms (e.g. Compliance Alpha, Smarsh)
• Review and approve financial promotions
• Review evidence of investor and counterparty identification and reputational checks and provide support to the business as required
• Supporting the Director, Compliance in ensuring that business is conducted in accordance with the regulated firm FCA Scope of Permission Notice and all applicable regulations.
• Supporting the Director, Compliance in providing practical guidance on the proper application and interpretation of regulatory requirements, industry codes of practice and internal regulatory policies.
• Reviewing, monitoring and advising of changes in regulations and laws ("Emerging Risks"), and ensuring communication of relevant changes to impacted personnel
• Maintaining the compliance policies and procedures manual to reflect the changing business and regulations and assisting the Director, Compliance and the business in the development and maintenance of robust control procedures.
• Providing support to the Director, Compliance on specific projects or tasks as directed from time to time. Including system and process implementations.
  
  Extensive solid all-round compliance experience in the asset management or private equity fund sector
• Sound knowledge of FCA rules, with strong knowledge of AIFMD as it applies to real assets
• Experience of private equity investment structures
• Experience of fund distribution globally
• Preferably Experience of SEC regulation
• Highly motivated, enthusiastic self-starter who can add value as part of a team
• Project management skills
• Demonstrated commercial awareness and company commitment
• Organised and able to prioritise multiple tasks to tight deadlines
• Able to deliver quality written reports with excellent attention to detail
• Confident dealing with people at all levels across the business
• Willingness to learn and develop new skills/ flexible 'can do' approach
[1] $14bn equity under management (USD) - Uses 5-year average FX as at 30th September 2023 of GBP/USD of 1.2944; EUR/USD 1.1291. EUM is USD 13.597m

InfraRed Capital Partners is an international infrastructure asset manager, with more than 160 professionals operating worldwide from offices in London, Madrid, New York, Sydney and Seoul. Over the past 25 years, InfraRed has established itself as a highly successful developer and steward of infrastructure assets that play a vital role in supporting communities. InfraRed manages US$14bn of equity capital [1] for investors around the globe, in listed and private funds across both core and value-add strategies. A long-term sustainability-led mindset is integral to how InfraRed operates as it aims to achieve lasting, positive impacts and deliver on its vision of Creating Better Futures. InfraRed has been a signatory of the Principles of Responsible Investment since 2011 and has achieved the highest possible PRI rating [2] for its infrastructure business for eight consecutive assessments, having secured a 5-star rating for the 2023 period. It is also a member of the Net Zero Asset Manager's Initiative and is a TCFD supporter. InfraRed is part of SLC Management, the institutional alternatives and traditional asset management business of Sun Life. InfraRed represents the infrastructure equity arm of SLC Management, which also incorporates BGO, a global real estate investment management adviser, and Crescent Capital, a global alternative credit investment asset manager.